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No. 024 NORBERT WIENER |
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NON-LINEAR SOCIO-DYNAMICS:
Explications
Implications
Applications

A 4-Dimensional Bifurcation Map
NORBERT WIENER AND THE SOCIAL
SCIENCES
by
FELIX GEYER
(Netherlands Universities
Institute for Coordination of Research in Social Sciences, Amsterdam, The
Netherlands)
and
JOHANNES VAN DER ZOUWEN
(Dept. of Social
Research Methodology, Vrije Universiteit, Amsterdam, The Netherlands)
"It is the thesis of this book that society can only be understood through a study of the messages and the communication facilities which belong to it; and that in the future development of these messages and communication facilities, messages between man and machines, between machines and man, and between machine and machine, are destined to play an ever increasing part".
And also [1, pp. 26-27]:
"It is my thesis that the physical functioning of the living individual and the operation of some of the newer communication machines are precisely parallel in their analogous attempts to control entropy through feedback. Both of them have sensory receptors as one stage in their cycle of operation: that is, in both of them there exists a special apparatus for collecting information from the outer world at low energy levels, and for making it available in the operation of the individual or of the machine. In both cases these external messages are not taken neat, but through the internal transforming powers of the apparatus, whether it be alive or dead. The information is then turned into a new form available for the further stages of performance. In both the animal and the machine this performance is made to be effective on the outer world. In both of them, their performed action on the outer world, and not merely their intended action, is reported back to the central regulatory apparatus. This complex of behavior is ignored by the average man, and in particular does not play the role that it should in our habitual analysis of society; for just as individual physical responses may be seen from this point of view, so may the organic responses of society itself. I do not mean that the sociologist is unaware of the existence and complex nature of communications in society, but until recently he has tended to overlook the extent to which they are the cement which binds its fabric together".
On the other hand, Wiener was quite pessimistic about the
applicability of cybernetics to social systems, and this for at least two
reasons. First of all, social science data usually exemplify statistical runs,
affected by varying environmental conditions, while one would ideally need long
runs under invariant conditions. Second, Wiener considers the social sciences as
the discipline where the coupling between observer and observed is hardest to
minimize, a phenomenon one side of which is known as observer-dependence. In a
sense, one might say these two objections are interrelated: the observer, among
many others, inevitably influences the people he studies, thereby contributing
to a disruption of the constancy of the conditions needed for longer statistical
time series [2, pp. 24-25].
As to this second objection, it should be
noted that Wiener mentions here already all the arguments which only two decades
later would lead to the formulation of second-order cybernetics, although he
himself clearly did not believe in its potential as a workable research
paradigm. Reacting to those who want to strengthen the homeostatic elements in
society in order to combat its problems, he states [2, pp. 162-164]:
"All the great successes in precise science have been made in fields where there is a certain high degree of isolation of the phenomenon from the observer"......"It is in the social sciences that the coupling between the observed phenomenon and the observer is hardest to minimize. On the one hand, the observer is able to exert a considerable influence on the phenomena that come to his attention. With all respect to the intelligence, skill, and honesty of purpose of my anthropologist friends, I cannot think that any community which they have investigated will ever be quite the same afterward. Many a missionary has fixed his own misunderstandings of a primitive language as law eternal in the process of reducing it to writing. There is much in the social habits of a people which is dispersed and distorted by the mere act of making inquiries about it......In other words, in the social sciences we have to deal with short statistical runs, nor can we be sure that a considerable part of what we observe is not an artifact of our own creation. An investigation of the stock market is likely to upset the stock market. We are too much in tune with the objects of our investigation to be good probes..... There is much which we must leave, whether we like it or not, to the un-"scientific," narrative method of the professional historian."
Reading the above two rather contradictory sets of citations, one
may wonder: was Wiener really ambivalent about the applicability of cybernetics
to social systems, or was he just outright pessimistic, like he seems to have
been on the development of society (see 2.3)? One can only engage in guesswork
here. It is imaginable that at least two factors contributed on the positive
side: 1) The exciting intellectual climate created during and shortly after
World War II by the truly interdisciplinary effort of some of America's top
scientists to develop cybernetics, as evidenced by the Macy conferences, with
the accompanying and dizzying "eureka"-feeling that here was an emerging
paradigm that could help explain the most diverse phenomena in a wide range of
disciplines;
2) Wiener's well-documented desire [3, ch. 19; 4] to spread
the "gospel" of cybernetics, once formulated, to the educated lay public; he
certainly was enough of a realist to be fully aware that the intelligent layman
would not be interested in technicalities about largely unfamiliar and
specialized fields like neurophysiology or the mathematics of time series, but
wanted to hear something new, stimulating and interesting about an area of
interest to everyone: society, and what makes it tick.
On the
negative side, several factors may have contributed to Wiener's scepsis:
1) Reflecting on his initial enthusiasm, his rigorous training in the exact sciences may have gained the upper hand; hence his mathematically founded objection, the first one we mentioned, against short time series, produced under rapidly varying conditions as exemplified by most social science data sets;
2) His intensive contacts, already in the early stages of the development of his cybernetic insights [5], with a number of famous social scientists like Bateson, Lazarsfeld, Lewin and Mead may have convinced him of the thoroughly different characteristics of the subject matter of the social as compared to the exact sciences. That at least may account for his seond objection, caused by the sharp realization of the two-way traffic between the social scientist and the object of study, i.e., human groups of one kind or another: not only are the conclusions of the social scientist to a large degree observer-dependent, but the object studied also tends to be changed as a result of the observation.
These four reasons explain some of Wiener's ambivalence toward
the applicability of cybernetics to the social sciences; an additional
explanation might be found in the fact that sometimes the positive and sometimes
the negative reasons were reinforced by his own apparent tendency to alternate
between upbeat and despondent moods. According to Deutsch [6] Wiener went
through what he himself called a pessimistic "tailspin" at least every three
weeks. When they first met during the war, Wiener's first words were: "I am
terribly depressed. How are things going?"
2.2
Wiener's views on social systems
It can be said without
exaggeration that Wiener was a true interdisciplinarian, both in his education -
he studied philosophy, logic, and mathematics - and in his later career where he
worked on a wide variety of topics: learning machines, heart fibrillations,
artificial limbs, neurophysiology, psychopathology, chess computers, filtering
mechanisms for reduction of "noise", etc. Not only was he a true
interdisciplinarian, but an extremely gifted one at that. As Deutsch [6, p. 369]
remarks tongue in cheek: "I must have met about 20 people who had won Nobel
prizes, or were to win them later, and quite a few people one meets around
Cambridge, Mass., do not move their lips when reading, but it seems to me that
Norbert was literally more gifted than anyone else."
With such a
background, it is not amazing that Wiener developed a holistic world view, and
stressed the similarities between machines, animals, human brains and human
societies. As to machines, he remarks [1, p. 32]: '.....there is no reason why
they may not resemble human beings in representing pockets of decreasing entropy
in a framework in which the large entropy tends to increase." The main point
they have in common is that they are all based on communication of relatively
low-energy information processes that are used to control relatively high-energy
matter-and-energy processes.
This control is effectuated by means of
feedback, in more complex systems often even nested series of feedbacks. The
concept of feedback, the simplest and best known example being the ther- mostat,
has solved the age-old problem of the apparent contradiction between causality
and teleology, between what Deutsch [6] calls "pushing" causes and "pulling"
goals. It is premised on the previously often neglected fact that most causal
processes occur in loops.
Core concepts of Wiener's vocabulary are thus
communication, control and feedback. He distinguishes different kinds of
feedback: linear and non-linear feedback, negative feedback where deviation from
the goal at the output side is minimized by corrective action on the input side;
positive feedback, where this deviation is on the contrary enlarged, which can
give rise to morphogenetic processes rather than goal maintenance; anticipatory
feedback where corrective action is taken on the basis of an expected goal
deviation in the future, as in the case of anti-aircraft batteries; and
informative feedback, where small and still corrigible deviations are produced
to test out the environment, as when testing out slippery road
conditions.
With his strong background in mathematics and statistics, it
is not amazing that Wiener developed a probabilistic world view. As Masani [3]
states at the beginning of his biography: "This book attempts to trace the
interaction between mathematical genius and history that has led to the
conception of a stochastic cosmos". Although there have to be certain
regularities in the world for science to exist at all, a system's past does not
determine its future, but at best its set of chances for different possible
futures. As Heissenberg and others working in quantum mechanics demonstrated,
even a system's past cannot be completely determined, as location and speed
cannot be measured simultaneously. Nevertheless, science looks for
characteristics that remain invariant under transformation: "In a world ruled by
a succession of miracles performed by an irrational God subject to sudden whims,
we should be forced to await each new catastrophe in a state of perplexed
passiveness" [2, p.50].
Apart from these ideas, which in principle
pertain to machines, animals, brains and societies alike, Wiener expressed few
ideas, cybernetic or otherwise, that are specifically geared towards an
explanation of the structure or functioning of social systems and society, and
transcend the notions of the average intelligent observer. However, he did
devote a lot of attention to the possible effects of the application of
cybernetics to society (see 2.3).
The few remarks he made deal with the
following issues:
1) He considered learning extremely important, and
stressed the survival value of learning through social feedback for human
communities. If such learning is impeded, one ends up with "the aspiration of
the fascist for a state based on the model of the ant [which] results from a
profound misapprehension both of the nature of the ant and of the nature of man"
[1, p. 51]. Ants are organized the way they are because they have an inefficient
metabolism which limits their nervous system, and moreover loose much of their
memory during their different metamorphoses. Human beings, on the other hand,
spend much more time learning than other mammals - through different kinds of
feedbacks.
2) Much of learning takes place through language. Human beings
have not so much the gift of speech - which the apes also have - but rather the
gift of the power of speech. Wiener views the human interest in language as an
interest in coding and decoding, necessary preconditions for effective
communication. As long as only human speech was at issue, human communities were
rather simple, limited in size by hearing distance. With the written word, human
social systems could grow larger and more complex, with couriers taking messages
over greater distances. The modern communication media add speed to these
messages and to the resulting interactions, and thus allow for the growth of
even more complex social systems.
3) The integrity of its communication
channels is essential for the functioning of society; and that integrity is
threatened by the increasing cost and complexity of communication.
Cybernetically viewed, the criminal law system produces a lot of "noise", as
different goals are pursued by different parties: protection of society,
education of the criminal, discouragement of others, etc. Information has no
owner, as difficulties with establishing patents or copyrights prove, and anyhow
it quickly loses its value in a fast-changing world. Moreover, there is no sense
in keeping it secret: "There is no Maginot Line of the brain" [1, p. 122].
2.3 Wiener's vision on the development of
society
While these ideas, though put in a cybernetic cloak, may
be no more than the reflections of an intelligent outsider on the subject matter
of the social sciences, Wiener was certainly very astute in forecasting the
potentially negative social effects which the application of cybernetics to
society would have. At a time when automation was hardly in the take-off stage,
he already foresaw joblessness in the automobile industry and elsewhere as a
result of the introduction of robots. His social consciousness led him to give
speeches to managers, captains of industry and labor leaders, in which he
stressed the need for better and different education to prepare labor for the
cybernetic age. He concluded, however, that the labor unions were not really
interested in a discussion about a future society which is based on other values
than the buying and selling of labor and skills, and warned against making the
same mistakes that were made during the first and second industrial revolutions,
when labor was forced to compete with machines and automated administrative
procedures [2, p. 28].
Influenced no doubt by the Cold War and the
McCarthy era, he warned against the use of cyberne- tics for military purposes,
although - or perhaps because - he knew about nuclear research already in 1943,
and kept cordial relations with the military till the end of his life. His anger
is directed at the bureaucrats who administer the funds for fundamental research
and make it subservient to supposed military necessities, rather than at the
military themselves.
"Or perhaps we may say that among the gentlemen who
have made it their business to be our mentors, and who administer the new
program of science, many are nothing more than apprentice sorcerers, fascinated
with the incantation which starts a devilment that they are totally unable to
stop" [1, p. 129].
This theme of the sorcerer's apprentice, of the
dangers of magic, often recurs [7]. Wiener warns against gadget-minded people
and stresses that a goal-seeking machine will only very literally seek the goal
one has put into it beforehand, and nothing else. Mistakes can very easily be
made: "The penalties for errors of foresight, great as they are now, will be
enormously increased as automatization comes into its full use" [7, pp. 82-83].
Wiener admitted that he would never be the first to make a trial run in a
cybernetically operated car if it would not have brakes and a steering
wheel.
The paradox of homeostasis is that there is always an end to it:
"Homeostasis, whether for the individual or the race, is something of which the
very basis must sooner or later be reconsidered" [7, pp. 82-83]. Certainly with
the increasing introduction of automation, the constant adaptation of the
machine to human needs is necessary because society is always confronted with
new problems. Both capitalism and communism are based on the now outdated
philosophies of men (Adam Smith and Karl Marx) who lived during the early, resp.
middle phase of the first industrial revolution:
"Permanent homeostasis
of society cannot be made on a rigid assumption of a complete permanence of
Marxianism, nor can it be made on a similar assumption concerning a standardized
concept of free enterprise and the profit motive. It is not the form of rigidity
that is particularly deadly so much as rigidity itself, whatever the form" [7,
p. 83].
Wiener considers a reasonable degree of homeostasis only possible
in small communities, like the one in New England where he grew up, with their
strong social control and consensus about moral values. This consensus is
lacking in larger societies: "It is only in the large community, where the Lord
of Things as They Are protect themselves from hunger by wealth, from public
opinion by privacy and anonimity, from private criticism by the laws of libel
and the possession of the means of communication, that ruthlessness can reach
its most sublime levels" [2, p. 160].
Almost
half a century before Toffler [8] he concludes that in the larger society
of tomorrow the media people will form the new power elite: "That system
which more than all others should contribute to social homeostasis is thrown
directly into the hands of those most concerned in the game of power and money
(...) one of the chief anti-homeostatic elements in the community" [2, p.
161-62].
With his rallying cries against bureacrats, gadgeteers and power
elites - people whose influence in his opinion would only grow in an age of
automation, where mistakes would be amplified - Wiener was certainly not
optimistic about the development of society, if not slightly misanthropic. This
is also evident from what he says about communication, where he distinguishes
two groups: those that want to get a message across, and those who try to jam
that message. In a larger time frame, Wiener's vision on the development of
humanity as a whole was even more gloomy; he does not really believe in
progress, and remarks as an aside that most of the world religions do not, while
Buddhism is even explicitly against progress:
"In a very real sense we
are shipwrecked passengers on a doomed planet. Yet even in a shipwreck, human
decencies and human values do not necessarily vanish, and we must make the most
of them. We shall go down, but let it be in a manner to which we may look
forward as worthy of our dignity" [1, p. 40].
3. The
reception of Wiener's ideas
3.1 Early
reactions to Wiener's ideas in the social science press and
elsewhere
Apart from his famous article with Rosenblueth and
Bigelow [9], Wiener's most important publications for our purpose are:
1) Cybernetics: or Control and Communication in the Animal and the Machine [2];
2) The Human Use of Human Beings - Cybernetics and Society [1];
3) God and Golem, Inc. - A Comment on Certain Points where Cybernetics Impinges on Religion [7].
We have checked six leading American scientific journals in the
area of sociology and political science, during the period 1948-1972, for
reviews of these three books: American Sociological Review (ASR), American
Journal of Sociology (AJS), Social Forces (SF), Social Research (SR), Political
Science Quarterly (PSQ), and American Political Science Review (APSR). The
results were rather meagre, and rather negative, to say the least. There were no
reviews at all in the two political science journals, PSQ and APSR, and in SF.
"God and Golem, Inc." was not reviewed at all. We found only three
reviews:
- The first edition of "Cybernetics" was discussed quite
critically by an anonymous reviewer in SF [10]. While the importance of Wiener's
concept of feedback was acknowledged, his neurological ideas and his analogies
between human beings and machines came in for heavy criticism. Moreover, apart
from some positive comments about Wiener's Introduction, the book was considered
too heavily mathematical for social scientists.
- The second edition was
reviewed by M.L. Cadwallader somewhat more sympathetically in ASR
[11];
he likewise criticized the book for its heavily mathematical treatment of the
issues, comparing unfavorably to similar works: "After working his way through
Ashby's "An Introduction to Cybernetics", the reader will be in a much better
position from which to dip into this important and provocative book".
-
The third review we found, by H.D. Duncan in AJS [12], was extremely critical,
if not sarcastic, about "The Human Use of Human Beings" (1950 edition). Here, a
new element comes to the fore, perhaps also felt but not so clearly uttered by
the other reviewers: the fact that Wiener, as an outsider in the social
sciences, is felt to denigrate the achievements of social science, and to make
rather arrogant remarks about the state of the art in social
science:
"Perhaps it would be more seemly of Wiener and his colleagues to
undertake a positive analysis of society. In doing so, it may be that what has
been done in the past can be disregarded, yet there is a chance that some of our
social theory and methodology is worth considering. Surely when a responsible
scientist turns to the layman he ought not to convey the impression that there
is no body of learning which might be of value in understanding society. Social
science does exist. That it could be improved upon none of us would deny. But
that it can be disregarded with so little concern by the "new scientific
revolutionaries" who offer themselves as leaders in the analysis of society
indicates a degree of arrogance, parochialism, or irresponsibility that is not
without its dangers for the future of intellectual life in America" [12, p.
601].
Apart from these three rather negative discussions of
Wiener's books in the above mentioned six leading social science journals, a
search on "Wiener" in "Sociological Abstracts for the period 1953-1993 (the
first years by hand, later on CD-ROM) resulted in 16 items. A search in the
Social SciSearch file (i.e. the computerized version of the Social Science
Citation Index) for the period 1972-1994 yielded an additional 33 items. Many of
these references deal with Wiener's mathematical and statistical work: Wiener
filtering, Wiener-Granger causality, Wiener kernels, Wiener-Kolmogorov
predictor, Wiener analysis of non-linear systems, two-parameter Wiener process,
etc. Some of these procedures are incorporated in the statistical tool box of
social researchers [38]. We will not discuss them here, as they are not directly
relevant for an analysis of Wiener's influence on theory formation in the social
sciences.
Another set of references consists of book reviews of books
dealing with Wiener's life and ideas, though often in non social science
publications. For example, 10 reviews were found of "John von Neumann and
Norbert Wiener: From Mathematics to the Technologies of Life and Death" by S.J.
Heims [14], only two of them in social science journals ("Social Policy" and
"Theory and Decision"), while three reviews were found of Masani's biography
"Norbert Wiener, 1894-1964", all in non social science journals. These books,
and their reviews in a wide variety of journals, may have helped to disseminate
Wiener's ideas to a wider audience of interested scientists in various
disciplines.
As to articles about Wiener in the social science
press, Lilienfeld's "Systems Theory as an Ideolo- gy" [15] is interesting for
several reasons. Lilienfeld is certainly not a proponent of what he calls
"systems analysis", and warns against the naive and often even totalitarian
ideas of those that apply the systems approach to societal systems and processes
in unabashedly technocratic ways. But more importantly, Lilienfeld also gives us
a clue why Wiener's ideas were often received with such scepsis and even
irritation by the social science community at large: it is conceivably because
the "disciples" like Laszlo, Forrester, and others that might be called
sociocyberneticians, often made excessive claims about the potential of the
cybernetic approach to solve social problems. As a consequence, the quite modest
and realistic "teachers" - like Wiener, Ashby, and von Bertalanffy - are often
blamed for the mistakes of their disciples.
Heims [16] stresses the
differences qua social environment of some of the fathers of cybernetics, more
fully worked out later in his fascinating intellectual history of the Macy
conferences [5].
While Von Neumann's frame of reference consisted of
high-level government and military men, and Bateson felt most comfortable with
the members of the counterculture, Wiener's new audience, after the publication
of his books, came from various segments of the general public: business, labor,
and managers, for whom he became a speaker in great demand, warning them about
the dangers of automation.
In the Soviet Union, Wiener's ideas were on
the whole received rather positively, especially after his visit there in 1960,
give or take a few of the usual and almost perfunctory nasty remarks about his
being a naive and positivist bourgeois scientist in the service of capitalism;
see Kösenithal [17]; Bychkov [18]; Batorojew [19]; Agafonov and Khasbulatov
[20].
3.2 Social scientists whose work was inspired
by Wiener
While short and obligatory references to Wiener as "the
father of cybernetics" abound, among social scientists and others, there are few
social scientists whose work was deeply influenced by Wiener's ideas. Two of the
best-known ones are Walter Buckley [21, 22] and Karl Deutsch [6, 23].
Deutsch [6] has done 18 years ago what we are now trying to do again:
i.e. to present an overview of Wiener's contribution to the social sciences. In
the meantime, both cybernetics and the social sciences have changed, and it has
consequently become harder to pinpoint precisely what Wiener's contribution was:
his ideas in the meantime have been mingled with those of people like Ashby,
Buckley and other sociocyberneticians. On the other hand, it may have been more
difficult for Deutsch to present an objective appraisal of Wiener's influence,
since he was both a personal friend of Wiener and an enthusiastic follower, as
is evident from his major work, "The Nerves of Government", where his analysis
is based on Wiener's core concepts: communication, control, and feedback
[23].
Deutsch seems to be rather laconical about the methodological
problems of applying cybernetics to the social sciences which Wiener himself saw
quite clearly. Deutsch mainly mentions the reactivity of the observations and
the observer dependency of the observations made by the social scientist, but
hardly addresses himself to the problem of the short time series in the social
sciences as compared to the natural sciences. Moreover, he barely deals with
Wiener's own "double bind" with the social sciences, as discussed in 2.1. Also,
Wiener's stress on probabilistic models, quoted by Deutsch as "the second major
intellectual contribution to the style of fundamental thought in the social
sciences", may be a new viewpoint for politicians who hate to think of long-term
alternative solutions that transcend their four-year term of office, but it is
certainly nothing new to political scientists or sociologists, who have surely
never been famous for testing deterministic hypotheses. The essayistic style
Deutsch employs makes his contribution very readable, but also masks a number of
problems which we tried to answer in the above:
1) Why was Wiener received so negatively in the social science
community - with a few exceptions like Deutsch himself, and most notably Buckley
[21, 22] and Easton [24] - and why did his ideas nevertheless penetrate slowly?
Here, an at least partial answer is perhaps provided by Duncan's
remarks, mentioned above (3.1): many social scientists were irritated by an
outsider, negating and not even cognizant with decades of social science
research, claiming to have superior knowledge and to present a new paradigm,
that could explain human actions just as easily as animal or machine behavior.
Since Deutsch published his article [6], this resistance against similarities
between humans, animals and machines may have somewhat receded into the
background, as one has been able to watch "talk shows" on TV with intelligent
gorillas conversing in sign language (and even understanding spoken English),
while some well-programmed computers have come up with interesting psychiatric
diagnoses, that
are not much worse than those of the average
psychiatrist.
2) How could something like sociocybernetics emerge,
while the father of cybernetics did not believe in its possibility?
In
this case, the answer is relatively simple, and has to do with Wiener's outsider
conception of social science as a kind of inferior natural science. Social
scientists do not try to uncover the laws of the universe, but are quite content
if they can discover some regularities or changes in human behavior. For the
latter, extremely short time series, in the view of the natural scientist, can
be more than sufficient. Surveys of political attitudes, for example, in the
period running up to an election, are often done with intervals of a few weeks,
or even a few days. While they are surely not of cosmic importance, they at
least suffice to satisfy the curiosity of the politicians; whether they forecast
the elections, or influence them is quite another matter [25]. With the
exception of longitudinal studies, rarely over more than a few decades, most of
social science tends to look at synchronic correlations rather than diachronic
longitudinal data. Often, the complexity of phenomena in the present and their
correlation with other phenomena are at issue, rather than their development
over time.
Walter Buckley [21, 22] has made the same effort in
sociology as Karl Deutsch in political science: while referring less to Wiener
than the latter has done, he has certainly been instrumental as well in
popularizing Wiener's thinking, and the cybernetic/systems approach in general.
Buckley stresses the fact that Wiener, when developing his ideas, was already
influenced by the social sciences:
"It should not be
forgotten that borrowing and analogizing between the behavioral and physical
sciences has never been a one-way street, and that cybernetics, and information
theory in particular have been inspired by major clues specifically borrowed
from behavioral principles, which then have been systematized in terms of the
structural mechanisms involved. Furthermore, it is not without significance that
the late Norbert Wiener, major pioneer in these areas, chose the analysis of
society as the vehicle for presenting his cybernetic conception to the general
public" [21, p. 3].
Buckley also points to contingency as an important
concept in Wiener's efforts to explain complex adaptive organization:
"... the more recent concern with complex adaptive organization has led to the notion of contingency as the important key. Thus Wiener, while working in the field of communications and probability theory, became convinced 'that a significant idea of organization cannot be obtained in a world in which everything is necessary and nothing is contingent'" ([21, p. 82], referring to Wiener [26].
3.3 Reactions to Wiener's work by other social
scientists and sociocyberneticians not active in the social
sciences
Other social scientists who reacted to Wiener's thinking,
and to cybernetics in general, were on the whole rather critical. Their
objections centered on their perception of cybernetics as unfit for application
to the social sciences, although for different reasons: its supposed implicit
conservatism and technocratic bias, its assumed inherent reductionism, and its
mathematical character and related stress on quantification.
To give a
few examples: Lilienfeld [27, p. 221] reacting to Deutsch [23] and Easton [24],
views their cybernetic approach as merely a translation in a different
conceptual language that adds no new insights to existing political theory.
Cadwallader [28, and also 22, p. 440] feels that sociology may continue to need
more qualitative concepts, at least for a time, while Busch and Busch [29], p.
47 similarly maintain that the original cybernetics is "inadequate to the task
of understanding humans and their organizations". Beniger and Nass [30] stress
the negative reactions of the younger "Vietnam generation" of sociologists
against cybernetics as not being in tune with their more progressive
views.
MacRae [31] is more balanced in his criticism. Reacting
specifically to Wiener [1, 2], he voices a large number of objections, though he
is generally positive. He feels that Wiener's rather heavily mathematical
treatment makes it difficult to judge the relevance of cybernetics for the
social sciences: "... Professor Wiener is a better mathematician than
sociologist". He shares Wiener's own objections about social science sampling
procedures for small populations, based on small populations, brief runs, and
probability theory. MacRae does agree with Wiener's predictions about the
effects of automation, but otherwise tends to view cybernetics as an extremely
refined behaviorism, with the connotation that "alternative forms of description
and analysis in the sphere of human psychology and sociology will continue to
prove scientifically adequate and heuristically far more convenient." While he
doubts that "sociology will be revolutionized or even seriously modified by
cybernetics", he is sure that every social scientist "will see the world rather
differently as a result of this exciting work" [31, p. 149].
Some
sociocyberneticians, operating from outside the social sciences, have also
commented on Wiener's work, usually in a somewhat more positive way than the
social scientists, though agreeing that the original cybernetics has to be
transformed to some extent in order to be really applicable to the social
sciences. To give just one example, Aulin [32] views sociocybernetics as
completely different from the original cybernetics: "In other words, for
sociocybernetics we shall have to choose another way and one that radically
differs from computer-and-automaton-oriented cybernetics. We have to search for
our roots elsewhere. We shall, nevertheless, have a good use for one fundamental
notion that originally stems from machine-oriented cybernetics. This is the
notion of feedback. Canonized by Norbert Wiener in his name-giving book, and
coming from the theory of servomechanisms, the idea of feedback states that
purposive behaviour of any kind is based on feedback of some kind" [32, p.
8].
While most of the above responses to Wiener's work - both those of
the social scientists and of the sociocyberneticians outside of the social
sciences - are ambivalent to some degree, it is our impression that Wiener's
thinking has reached the sociological and political science communities
especially through the work of Buckley and Deutsch, and to a somewhat lesser
degree also Easton. We therefore checked the six leading journals mentioned sub
3.1, for the period 1963-1972, on reviews of their works, and found altogether
six reviews: three of Buckley [33, 34, 35], one of Deutsch [36], and two of
Easton [37, 38]. These reviews reflected the ambivalence of the social science
community mentioned above: some were very favorable, while others were rather
critical and sceptical.
REFERENCES
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2. Wiener, N., Cybernetics, or Control and Communication in the
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3. Masani,
P.R, Norbert Wiener, 1896-1964, Birkhäuser Verlag, Basel, 1990
4. Masani,
P.R., "The Cybernetics of Labor", in F. Geyer (ed.), The Cybernetics of Complex
Systems - Self-organization, Evolution, Social Change, Intersystems
Publications, Salinas, CA, 1991
5. Heims, S.J., The Cybernetic Group, MIT
Press, Cambridge, MA, 1991
6. Deutsch, K.W., "Some Memories of Norbert
Wiener: The Man and His Thoughts", IEEE Transactions on Systems, Man and
Cybernetics, pp. 368-372, 1975 (Address presented at the Norbert Wiener
Commemorative Symposium at the 1973 Annual Conference of the IEEE Systems, Man
and Cybernetics Society, Boston, MA, November 7)
7. Wiener, N., God and
Golem, Inc.: A Comment on Certain Points where Cybernetics Impinges on Religion,
MIT Press, Cambridge, MA, 1964
8. Toffler, A. and Toffler, H., War and
Anti-War - Survival at the Dawn of the 21st Century, Prentice Hall, Englewoods
Cliffs, NJ, 1993
9. Rosenblueth, A., Wiener, N. and Bigelow, J.,
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18-24; and pp. 221-225 in W. Buckley (ed.), Modern Systems Research for the
Behavioral Scientist: A Sourcebook, Aldine, Chicago, 1968
10. Anonymous,
(book review of Wiener's "Cybernetics..."), Social Research, Vol. 18, No. 1,
1951, pp. 125-129
11. Cadwallader, M.L., (book review of Wiener's
"Cybernetics..."), American Sociological Review, Vol. 27, No. 1, 1962,
p.139
12. Duncan, H.D., (book review of Wiener's "The Human Use..",
American Journal of Sociology, Vol. 56, No. 6, 1951, pp. 599-601
13.
Chatfield, C., The Analysis of Time Series: An Introduction, 2nd ed., Chapman
and Hall, London, 1980
14. Heims, S.J., John von Neumann and Norbert
Wiener: From Mathematics to the Technologies of Life and Death, MIT Press,
Cambridge, MA, 1980
15. Lilienfeld, R., "Systems Theory as an Ideology",
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"Gregory Bateson and the Mathematicians: From Interdisciplinary Interaction to
Societal Functions", Journal of the History of the Behavioral Sciences, Vol. 13,
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17. Kösenithal, N.S., "Cybernetics, Sociometry
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Vestnik Moskovskogo Universiteta, Filosofiya, Vol. 27, No. 1, pp. 13-21,
January-February 1972
19. Batorojew, K.B., "Norbert Wiener und die
Kybernetik", Sowjetwissenschaft/Gesellschaftswissenschaftliche Beiträge, Vol.
27, pp. 1311-1315
20. Agafonov, V. and Khasbulatov, R., "Ideologicheskie
Interpretatsii Nauchno-tekhnicheskoy Revolutsii" (Ideological Interpretations of
the Scientific-Technological Revolution), Kommunist, Vol. 54-13 (1149), pp.
102-111, Sept. 1978
21. Buckley, W. , Sociology and Modern Systems
Theory, Prentice-Hall, Englewood Cliffs, NJ, 1967
22. Buckley, W. (ed.),
Modern Systems Research for the Behavioral Scientist: A Sourcebook, Aldine,
Chicago, 1968
23. Deutsch, K.W., The Nerves of Government: Models of
Political Communication and Control, The Free Press of Glencoe, New York,
1963
24. Easton, D., A Framework for Political Analysis, Prentice Hall,
Englewood Cliffs, NJ, 1965
25. Henshel, Richard, "Credibility and
Confidence Loops in Social Prediction", pp. 31-58 in F. Geyer and J. van der
Zouwen (eds.), Self-referencing in Social Systems, Intersystems Publications,
Salinas, CA, 1990
26. Wiener, Norbert, I am a Mathematician; The Later
Life of a Prodigyan, MIT Press, Cambridge, MA, 1973
27. Lilienfeld, R.,
The Rise of Systems Theory: An Ideological Analysis, Wiley, New York,
1978
28. Cadwallader, M.L., "The Cybernetic Analysis of Change in Complex
Social Organizations", American Journal of Sociology, Vol. 65, 1959, pp.
154-157; reprinted in W. Buckley, 1968 (op. cit.), pp. 437-440
29. Busch,
J.A. and Busch, G.M., "Sociocybernetics and Social Systems Theory", General
Systems, Vol. 30, 1987, pp. 47-55
30. Beniger, J.R. and Nass, C.I.,
"Preprocessing: Neglected Component of Sociocybernetics", pp. 119-130 in R.F.
Geyer and J. Van der Zouwen (eds.), Sociocybernetic Paradoxes - Observation,
Control and Evolution of Self-steering Systems, Sage Publications, London, 1986;
also in Kybernetes, Vol. 13, No. 3, 1984, pp. 173-177
31. MacRae, D.G.,
"Cybernetics and Social Science", British Journal of Sociology, Vol. 2, 1951,
pp. 135-149
32. Aulin, A., The Cybernetic Laws of Social Progress:
Towards a Critical Social Philosophy and a Criticism of Marxism, Pergamon Press,
Oxford, 1982
33. Rapoport, A., book review of W. Buckley [21], American
Sociological Review, Vol. 33, 1968, pp. 463-464
34. Dykstra Miller, A., book review of W. Buckley [21], Social
Forces, Vol. 46, 1967-68, pp. 410-411
35. Johnson, H.M., book review of
W. Buckley [22], American Sociological Review, Vol. 34, 1969, pp.
102-103
36. Brody, R.A., book review of K.W. Deutsch [23], American
Political Science Review, Vol. 58, 1964, pp. 671-672
37. Converse, Ph.,
book review of D. Easton [24], American Political Science Review, Vol. 59, 1965,
pp. 1001-1002
38. Thompson, D.F., book review of D. Easton [24],
Political Science Quarterly, Vol. 83, 1968, pp. 632-634